Such as the u.S. Department of commerce authority. And is insulat from presidential influence because the president doesn’t have the authority to dismiss agency members. What the sec does: main purpose the sec’s mandate is to protect investors. Maintain fair. Orderly. And efficient markets. And facilitate capital formation. To do that. The sec oversees: securities exchanges. Such as the new york stock exchange self-regulatory organizations (sros) including the financial industry regulatory authority (finra) and the municipal securities rulemaking board (msrb) brokerage firms and investment houses investment advisors mutual funds the national association of securities dealers automat quotations (nasdaq) alternative trading systems.
The sec has regulatory or rulemaking
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With 20 years of experience covering business Phone Number IR news and trends. Particularly in the business and financial sectors. I believe ucation is the best gift a financial consumer can receive and I bring that philosophy to every story I write. I am a graduate of the university And currently resides in bucks county. Pa. Follow me on show more analyst’s disclosure: I/we have no positions in any stocks mention. And no plans to initiate any positions within the next 72 hours. I wrote this article myself. And it expresses my own opinions. I am not receiving compensation for it. I have no business relationship with any company whose stock is mention in this article. Seeking alpha’s disclosure: past performance is no guarantee of future results.